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CheckList (Individual Investors)

 
1. KNOW YOUR CUSTOMER (KYC)
 
2. Self-Certification Form /FATCA
3. Investor Risk Profile Questionnaire
 
4. Risk Disclosure Statement
5. ID card/Passport
6. Proof of address (Bills or bank statement from past three months)
7. Proof of assets (Bank statement from past three months)

CheckList (Corporate)

 
1. INVESTMENT MANAGEMENT AGREEMENT
2. KNOW YOUR CUSTOMER (KYC)(Controlling Person)
3. KNOW YOUR CUSTOMER (KYC)(Corporate)
4. FATCA
5. ANTI-MONEY LAUNDERING(AML) & COUNTERING THE FINANCING OF TERRORISM CONTROLS
6. Risk Disclosure Statement
7. Investor Risk Profile Questionnaire
8. Self-Certification_Form
9. ID Card/Passport of all directors
10. Proof of address of all directors (Bills or bank statement from past three months)
11. Proof of assets (Bank statement from past three months)

Please ensure that the requested documents are certified (CTC)

1. Business Registration
2. Certificate of Incorporation
3. Certificate of Incumbency
4. Board Resolution
5. Memorandum & Articles Of Association
6. Register of Directors (ROD)
7. Register of Members (ROM)
8. Organizational Chart

Contact Us

Hong Kong Headquarters

Address:Unit 3106, 31 / F, West Tower, Shun Tak Centre, Sheung Wan, Hong Kong

Telephone:(852)81972880

ShenZhen Branch

​ Address:Unit 3106, 31 / F, Huarong Building, Mintian Road, Futian District, Shenzhen

Telephone:(86)18813907362

Singapore Branch

Address: 14 ROBINSON ROAD #02-01 FAR EAST FINANCE BUILDING 048545

Telephone:(65) 9870 7983

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